Peter William Westerfield

Current Employers

Westerfield Investment Management

Boca Raton, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-04-09

FL RA
APPROVED

Since 2026-04-09

Branch Locations

Boca Raton, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Westerfield Investment Management	Boca Raton	FL	06/2014	Present

06/2014 → Present

Westerfield Investment Management

Boca Raton, FL

Other Businesses

US REMODELERS,NON INVESTMENT RELATED,1001 YAMATO ROAD,REMODELING,SALES SUPPORT,3/1/13,144 HOURS/MONTH NIGHTS AND WEEKENDS,2 HOURS WEEK DURING TRADING HOURS,SALES SUPPORT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-17
S63	Uniform Securities Agent State Law Examination	1991-08-26

S65 Uniform Investment Adviser Law Examination

2014-10-17
S63 Uniform Securities Agent State Law Examination

1991-08-26