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Frances Rutchik Gardner

Osaic Wealth, Inc.

Addison, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

14135 Midway Road Suite G 110, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Towsend & Kent Dallas TX 09/1999 02/2019
Kestra Investment Services, Llc Addison TX 02/2019 03/2026
Kestra Advisory Services, Llc Addison TX 02/2019 03/2026
Osaic Wealth Addison TX 03/2026 Present
  • 09/1999 → 02/2019
    Hornor Towsend & Kent
    Dallas, TX
  • 02/2019 → 03/2026
    Kestra Investment Services, Llc
    Addison, TX
  • 02/2019 → 03/2026
    Addison, TX
  • 03/2026 → Present
    Osaic Wealth
    Addison, TX
Previous Registrations
Other Businesses

1. GARDNER WALLACE FINANCIAL SOLUTIONS POSITION: Managing Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/28/1991 ADDRESS: 14135 Midway Road, Ste G110, Addison TX 75001, United States DESCRIPTION: insurance sales and service for various carriers; DBA for financial services business. 2. REG FINANCIAL SOLUTIONS FPRG FINANCIAL SOLUTIONS POSITION: Bookkeeper NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2017 ADDRESS: 14135 Midway Road, Ste 110, Addison TX 75001, United States DESCRIPTION: report payroll to payroll provider 3. TRUSTEE POSITION: Trustee NATURE: Trustee for my mother's accounts: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2025 ADDRESS: 6415 DUFFIELD DR DALLAS TX 75248 DESCRIPTION: Trustee for my mother's accounts 4. EXECUTOR POSITION: Trustee NATURE: I am the Executor of my Father's Estate (9/3/25) : No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 11/10/2025 ADDRESS: 6415 DUFFIELD DR DALLAS TX 75248 DESCRIPTION: I am the Executor for my Father's Estate

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-27
  • S63 Uniform Securities Agent State Law Examination
    1991-09-27
Designations
Other Names
  • Frannie Gardner
  • Frances Paula Rutchik
  • Frances Gardner

View on SEC IAPD

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