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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-04-18 |
| GA | RA | APPROVED | 2011-08-11 |
| TX | RA | APPROVED | 2011-08-09 |
Branch Locations
200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Atlanta | GA | 08/2011 | Present |
(1) 05/24/2011: Commonwealth - VA Trails - INV. REL. - AT REPORTED BUSINESS LOCATION(S) - 1% OF TIME SPENT - AGENT/RECEIVE TRAILS ON EXISTING BUSINESS. (2) 09/07/2011: Gaynes Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (3) 01/12/2012: Integrated Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (4) 10/26/2016: IFG-DFA - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start 01/01/2013 - 4 Hr/Mo; 0 Hour(s) During Securities Trading. (5) 12/19/2016: DHG Properties, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Started 12/09/2016 - 1 Hour Per Month/0 Hours During Securities Trading. (6) 6/22/2017: Integrated Support Services - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2004 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-21 |
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