Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-04-19
  • MN RA
    APPROVED
    Since 2016-04-19

Branch Locations

505 Waterford Park Highway 169 N, Suite 1100, Plymouth, MN 55441 • United States

Edina, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Washington Square Securities Minnetonka MN 01/2003 Present
The Knw Group Eden Praire MN 01/2003 Present
Kestra Advisory Services, Llc Plymouth MN 04/2016 Present
Kestra Investment Services, Llc Plymouth MN 01/2005 Present
  • 01/2003 → Present
    Washington Square Securities
    Minnetonka, MN
  • 01/2003 → Present
    The Knw Group
    Eden Praire, MN
  • 04/2016 → Present
    Plymouth, MN
  • 01/2005 → Present
    Kestra Investment Services, Llc
    Plymouth, MN
Previous Registrations
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: The KNW Group Investment Related: Yes Address: Suite 250 4350 Baker Road Minnetonka MN 55343 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Partner Start Date: 11/1/2002 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: sales, business management Business Name: NFP POSITION: Senior Vice President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 12/07/2023 ADDRESS: 505 waterford park highway 169N #1100, plymouth MN 55441 DESCRIPTION: see 1.13 above

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-04
S63 Uniform Securities Agent State Law Examination 1991-07-26
  • S65 Uniform Investment Adviser Law Examination
    1999-11-04
  • S63 Uniform Securities Agent State Law Examination
    1991-07-26
Other Names
  • Jay H Cavanagh

View on SEC IAPD

More in Plymouth, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor