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Michael Gefen

Strategic Advisers LLC

Westport, CT

Fairfield, CT

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Westport, CT • United States

1261 Post Road, Fairfield, CT 06824-6072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Millennium Management Llc New York NY 01/2015 12/2016
Newbridge Securities Corporation Westport CT 11/2017 02/2018
Unemployed Westport CT 12/2016 11/2017
Fidelity Brokerage Services Llc Fairfield CT 07/2018 Present
Higgins Group Westport CT 03/2018 07/2018
Fidelity Investments Boston MA 03/2025 Present
  • 01/2015 → 12/2016
    Millennium Management Llc
    New York, NY
  • 11/2017 → 02/2018
    Newbridge Securities Corporation
    Westport, CT
  • 12/2016 → 11/2017
    Unemployed
    Westport, CT
  • 07/2018 → Present
    Fidelity Brokerage Services Llc
    Fairfield, CT
  • 03/2018 → 07/2018
    Higgins Group
    Westport, CT
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2018-07-19 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Fairfield, CT
  • 2009-04-23 → 2010-02-12
    B. Riley Wealth Advisors, Inc.
    Boca Raton, FL
    Boca Raton, FL
  • 2005-01-19 → 2009-03-02
    Comerica Securities
    Ft. Lauderdale, FL
    Boca Raton, FL
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
S65 Uniform Investment Adviser Law Examination 1997-11-24
S63 Uniform Securities Agent State Law Examination 1997-11-05
  • S66 Uniform Combined State Law Examination
    2017-12-18
  • S65 Uniform Investment Adviser Law Examination
    1997-11-24
  • S63 Uniform Securities Agent State Law Examination
    1997-11-05
Other Names
  • Mike Gefen
  • Michael Jay Gefen

View on SEC IAPD

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