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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-02 |
| IL | RA | APPROVED | 2018-01-03 |
Branch Locations
307 N Michigan Ave. Ste. 820, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Investment Corporation | Chicago | IL | 06/1991 | 06/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2018 | Present |
1.ATTORNEY, WILLOWBROOK, IL, 10/1977. NIR - 50/YR - 0/TRADING. 2.SPRINGER FARM, WILLOWBROOK, IL, 6/1986 AS OWNER/FARMER. NIR - 300/YR - 0/TRADING 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF RIA, INVREL, 35HRS/WK, 35HRS/TRADING, SEE EMPLOYMENT HISTORY FOR START DATE. 4.GRANT PARK ADVISORS, LLC, 307 N Michigan Ave., Ste. 820, Chicago IL 60601, 06/2017, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-09-10 |
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