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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-08-11 |
Branch Locations
One Post Office Square 35Th Floor, Boston, MA 02109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boston | MA | 11/2007 | Present |
1)SIGNATURE HEALTHCARE / 680 CENTRE STREET BROCKTON, MA 02302 / HOSPITAL / PROVIDING QUALITY HEALTHCARE REGARDLESS OF ABILITY TO PAY / MEMBER OF BOARD OF TRUSTEES / COLLABORATE WITH OTHER TRUSTEES FOR BEST INTEREST OF HOSPITAL / START DATE 02/01/2008. 2)BROCKTON HOSPITALBROCKTON, MA / CHAIRMAN OF THE BROCKTON HOSPITAL FOUNDATION / CHAIRMAN OF THE BROCKTON HOSPITAL FOUNDATION. OUR MISSION IS TO DEVELOP FUNDRAISERS AND ENCOURAGE PEOPLE IN THE COMMUNITY TO CONSIDER BROCKTON HOSPITAL WHEN THEY ARE PLANNING TO MAKE CHARITABLE GIFTS.AS CHAIRMAN OF THE FOUNDATION, I AM GIVEN A SEAT ON /COMMITTEE AND MEMBER OF BOARD OF TRUSTEES / START DATE 12/20/2007 / 2 HRS DURING WORKING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-24 |
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