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James Richard Rosenau

Edward Jones

San Francisco, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-07
CA RA APPROVED 2026-02-23
  • TX RA
    APPROVED
    Since 2026-04-07
  • CA RA
    APPROVED
    Since 2026-02-23

Branch Locations

345 West Portal Ave Suite 100, San Francisco, CA 94127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones San Francisco CA 12/2022 Present
Gordian Wealth Advisor Plan Palm Desert CA 07/2021 07/2022
Hr Block San Francisco CA 11/2020 04/2021
Us Commerce Department San Francisco CA 07/2020 10/2020
Ameriprise Financial Minneapolis MN 06/1991 10/2017
Independent Consultant San Francisco CA 02/2018 03/2020
Brio Financial Group San Francisco CA 10/2017 12/2017
Sloat Garden Center San Francisco CA 05/2020 11/2020
Unemployed San Francisco CA 03/2020 07/2020
Balance San Francisco CA 10/2022 12/2022
  • 12/2022 → Present
    Edward Jones
    San Francisco, CA
  • 07/2021 → 07/2022
    Gordian Wealth Advisor Plan
    Palm Desert, CA
  • 11/2020 → 04/2021
    Hr Block
    San Francisco, CA
  • 07/2020 → 10/2020
    Us Commerce Department
    San Francisco, CA
  • 06/1991 → 10/2017
    Ameriprise Financial
    Minneapolis, MN
  • 02/2018 → 03/2020
    Independent Consultant
    San Francisco, CA
  • 10/2017 → 12/2017
    Brio Financial Group
    San Francisco, CA
  • 05/2020 → 11/2020
    Sloat Garden Center
    San Francisco, CA
  • 03/2020 → 07/2020
    Unemployed
    San Francisco, CA
  • 10/2022 → 12/2022
    Balance
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-20
  • S66 Uniform Combined State Law Examination
    2026-02-20

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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