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Current Employers
Retirement Plan Advisors, Llc

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-27
  • FL RA
    APPROVED
    Since 2025-02-27

Branch Locations

29 E. Madison St. Suite 500, Chicago, IL 60602-3205 • United States

Wesley Chapel, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Tampa FL 11/1993 03/2018
Woodbury Financial Services Inc Bonita Springs FL 02/2020 05/2022
Umemployed Wesley Chapel FL 03/2018 02/2020
Ameritas Investment Company, Llc Lincoln NE 05/2022 12/2024
Ameritas Life Insurance Corp Lincoln NE 05/2022 12/2024
Ameritas Advisory Services Lincoln NE 05/2022 12/2024
Database Financial Solutions, Inc Naples FL 02/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 01/2025 Present
Retirement Plan Advisors, Llc Chicago IL 01/2025 Present
  • 11/1993 → 03/2018
    Scottrade, Inc.
    Tampa, FL
  • 02/2020 → 05/2022
    Woodbury Financial Services Inc
    Bonita Springs, FL
  • 03/2018 → 02/2020
    Umemployed
    Wesley Chapel, FL
  • 05/2022 → 12/2024
    Ameritas Investment Company, Llc
    Lincoln, NE
  • 05/2022 → 12/2024
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 05/2022 → 12/2024
    Ameritas Advisory Services
    Lincoln, NE
  • 02/2020 → Present
    Database Financial Solutions, Inc
    Naples, FL
  • 01/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2025 → Present
    Chicago, IL
Previous Registrations
  • 2022-08-15 → 2024-12-31
    Naples, FL
  • 2020-03-12 → 2022-01-10
    Woodbury Financial Services, Inc.
    Wesley Chapel, FL
    Bonita Springs, FL
  • 2017-02-22 → 2018-03-07
    Scottrade Investment Management
    Tampa, FL
Other Businesses

1. KENDAL P. SHAW, 10512 Lucaya Drive, Tampa FL 33647, United States, 01/07/2025, Owner, NIR, 2HR/MO - 0 HR/MO TRADING 2. KENDAL P. SHAW, 3312 Evening Breeze Loop, Wesley Chapel FL 33544, United States, 01/07/2025, Agent, Insurance/Benefits/Human Resources, NIR, 50 HR/MO - 50 HR/MO TRADING 3. RETIREMENT PLAN ADVISORS, LLC, 3312 Evening Breeze Loop, Wesley Chapel FL 33544, United States, 01/07/2025, IAR, RIA Affiliation - other than CIRA, INV REL, 25 HR/MO - 25 HR/MO TRADING 4. RETIREMENT PLAN ADVISORS HOLDINGS, INC., 29 E. Madison St., Suite 500, Chicago IL 60602, United States, 09/30/2025, Owner, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-15
S63 Uniform Securities Agent State Law Examination 1991-07-03
  • S66 Uniform Combined State Law Examination
    2017-02-15
  • S63 Uniform Securities Agent State Law Examination
    1991-07-03

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