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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-01 |
Branch Locations
333 South Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tjm Investments Llc | Chicago | IL | 05/2013 | 07/2021 |
| L&G - Asset Management America, Inc. | Chicago | IL | 08/2021 | 11/2025 |
| The Northern Trust Company | Chicago | IL | 11/2025 | Present |
| Northern Trust Securities, Inc. | Chicago | IL | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-30 |
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