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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-28 |
| OH | RA | APPROVED | 2022-09-27 |
Branch Locations
2 Equity Way Suite 200, Westlake, OH 44145 • United States
Avon, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | Westlake | OH | 09/2010 | 09/2022 |
| Rbc Capital Markets, Llc | Westlake | OH | 09/2022 | Present |
2 Stoneridge Condominium; Investment-related; Ellicottville, NY; Rental Property; Owner; 2008; 2-3 Hrs/Month; Zero during securities trading hours; Rent condo out on weekends through ERA Property Management of Ellicottville, NY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-14 |
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