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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-28
OH RA APPROVED 2022-09-27
  • TX RA
    APPROVED_RES
    Since 2022-09-28
  • OH RA
    APPROVED
    Since 2022-09-27

Branch Locations

2 Equity Way Suite 200, Westlake, OH 44145 • United States

Avon, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Westlake OH 09/2010 09/2022
Rbc Capital Markets, Llc Westlake OH 09/2022 Present
Previous Registrations
  • 2010-09-08 → 2022-09-30
    Hinckley, OH
    Middleburg Heights, OH
    Brook Park, OH
    North Royalton, OH
    Cleveland, OH
    Berea, OH
    Strongsville, OH
    Rocky River, OH
    North Olmsted, OH
    Fairlawn, OH
    Westlake, OH
    Rocky River, OH
    North Olmsted, OH
    Elyria, OH
    Avon Lake, OH
    Sheffield Village, OH
    Lorain, OH
    Elyria, OH
    North Ridgeville, OH
    Garfield Heights, OH
    Garfield Heights, OH
    Lorain, OH
    Avon, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Cleveland, OH
    Brunswick, OH
    Cleveland Heights, OH
    Garfield Heights, OH
    Garfield Heights, OH
    Cleveland, OH
    Garfield Heights, OH
    Garfield Heights, OH
    Cleveland, OH
    Cleveland, OH
    Berea, OH
    North Royalton, OH
    Brooklyn, OH
    Cleveland, OH
    Hinckley, OH
    Strongsville, OH
  • 2009-11-13 → 2010-09-07
    Avon Lake, OH
    Bay Village, OH
    Cleveland, OH
    Westlake, OH
    Rocky River, OH
    Westlake, OH
    Avon Lake, OH
    N. Ridgeville, OH
    Rocky River, OH
  • 2000-01-01 → 2009-11-13
    Natcity Investments, Inc.
    Sheffield Village, OH
    Amherst, OH
    Elyria, OH
    Elyria, OH
    Avon Lake, OH
    Cleveland, OH
    Rocky River, OH
    Rocky River, OH
    Westlake, OH
    Avon, OH
    Westlake, OH
    N. Ridgeville, OH
    Westlake, OH
    Bay Village, OH
Other Businesses

2 Stoneridge Condominium; Investment-related; Ellicottville, NY; Rental Property; Owner; 2008; 2-3 Hrs/Month; Zero during securities trading hours; Rent condo out on weekends through ERA Property Management of Ellicottville, NY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-27
S63 Uniform Securities Agent State Law Examination 1991-08-14
  • S65 Uniform Investment Adviser Law Examination
    2001-12-27
  • S63 Uniform Securities Agent State Law Examination
    1991-08-14
Other Names
  • Philip Matthew Mercio
  • Phil Mercio

View on SEC IAPD

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