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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-31
  • WA RA
    APPROVED
    Since 2024-10-31

Branch Locations

14900 Interurban Ave S Suite 276, Tukwila, WA 98168 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Fianancial Charlotte NC 12/2009 10/2024
Boeing Employee Credit Union Tukwila WA 12/2009 10/2024
Kestra Investment Services, Llc Tukwila WA 10/2024 Present
Kestra Advisory Services, Llc Tukwila WA 10/2024 Present
  • 12/2009 → 10/2024
    Lpl Fianancial
    Charlotte, NC
  • 12/2009 → 10/2024
    Boeing Employee Credit Union
    Tukwila, WA
  • 10/2024 → Present
    Kestra Investment Services, Llc
    Tukwila, WA
  • 10/2024 → Present
    Tukwila, WA
Previous Registrations
  • 2009-12-16 → 2024-11-11
    Maple Valley, WA
    Tukwila, WA
    Renton, WA
    Renton, WA
    Newcastle, WA
    Renton, WA
  • 2009-11-25 → 2009-12-17
    Mill Creek, WA
  • 2007-11-08 → 2009-01-14
    Tacoma, WA
    Mount Vernon, WA
  • 2006-11-10 → 2007-11-01
    Ameriprise Advisor Services, Inc.
    Seattle, WA
  • 2005-09-29 → 2006-06-05
    Morgan Stanley Dw Inc.
    Bellevue, WA
Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/25/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: CHA WEALTH MANAGEMENT POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/11/2024 ADDRESS: 14900 interurban ave s, suite 271, Tukwila WA 98168, United States DESCRIPTION: Provide investment advice and manage client portfolios

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-27
  • S66 Uniform Combined State Law Examination
    2005-09-27
Other Names
  • Mike Karl Pankaskie
  • Michael Pankaskie

View on SEC IAPD

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