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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
MT RA APPROVED 1994-10-13
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • MT RA
    APPROVED
    Since 1994-10-13

Branch Locations

Whitefish, MT • United States

750 W 2Nd St. Ste G, Whitefish, MT 59937 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Whitefish MT 01/1994 Present
Dwight Robins Whitefish MT 08/1996 Present
  • 01/1994 → Present
    Whitefish, MT
  • 08/1996 → Present
    Dwight Robins
    Whitefish, MT
Other Businesses

1. 5/27/2016: Columbia Falls Masonic Lodge - Not Investment Related - 11 5th st. W. Columbia Falls, Mt - Non-Profit Board Member - Started 01/01/2016 - 4 Hours Per Month/0 Hours During Securities Trading - Secretary.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-06
S63 Uniform Securities Agent State Law Examination 1991-08-05
  • S65 Uniform Investment Adviser Law Examination
    1994-08-06
  • S63 Uniform Securities Agent State Law Examination
    1991-08-05

View on SEC IAPD

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