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Thomas Patrick Kalili

Empower Advisory Group, LLC

Hilo, HI

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-01-23
  • HI RA
    APPROVED
    Since 2024-01-23

Branch Locations

Hilo, HI • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Honolulu HI 07/2013 04/2022
Prudential Insurance Company Of America Honolulu HI 07/2013 04/2022
Gwfs Equities, Inc. Honolulu HI 04/2022 Present
  • 07/2013 → 04/2022
    Prudential Investment Management Services
    Honolulu, HI
  • 07/2013 → 04/2022
    Prudential Insurance Company Of America
    Honolulu, HI
  • 04/2022 → Present
    Gwfs Equities, Inc.
    Honolulu, HI
Previous Registrations
  • 2012-01-18 → 2013-07-15
    Voya Financial Advisors, Inc.
    Hilo, HI
    Honolulu, HI
    Redlands, CA
    Hilo, HI
  • 2004-01-07 → 2010-10-07
    Bankoh Investment Services, Inc.
    Hilo, HI
    Hilo, HI
    Honolulu, HI
Other Businesses

Hilo Hawaiian Men's Golf Club / Board Secretary.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-19
S63 Uniform Securities Agent State Law Examination 1994-11-05
  • S65 Uniform Investment Adviser Law Examination
    2024-01-19
  • S63 Uniform Securities Agent State Law Examination
    1994-11-05

View on SEC IAPD

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