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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

14 Walsh Dr Ste 100, Parsippany, NJ 07054 • United States

8232 Via Vivaldi Rd, Orlando, FL 32836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 06/2004 08/2023
Securian Financial Services Inc St. Paul MN 06/2004 08/2023
Allied Wealth Partners Parsippany NJ 06/2014 Present
Cetera Wealth Services, Llc Parsippany NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2004 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 06/2004 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 06/2014 → Present
    Allied Wealth Partners
    Parsippany, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Parsippany, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-06-02 → 2023-08-10
    Securian Financial Services, Inc.
    Parsippany, NJ
    Parsippany, NJ
    St. Paul, MN
  • 2003-11-19 → 2005-06-06
    Langdon Ford Financial
    East Hanover, NJ
  • 2002-06-21 → 2004-06-16
    Ws Griffith Securities, Inc.
    East Hanover, NJ
Other Businesses

1) ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/1990 ADDRESS: , Parsipanny NJ , United States DESCRIPTION: Agent/Broker 2) BONJI BOWLS LLC POSITION: Member NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2019 ADDRESS: , Millington NJ , United States DESCRIPTION: Member 3) PETER ROSSI CREDIT SHELTER TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2013 ADDRESS: , Gillette NJ , United States DESCRIPTION: Trustee 4) 52 PATERSON PARTNERS LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2016 ADDRESS: 242 Old New Brunswick Rd, Piscataway NJ 08854, United States DESCRIPTION: Real estate LLC 5) 242 WALTON PARTNERS LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2007 ADDRESS: 242 Old New Brunswick Rd, Piscataway NJ 08854, United States DESCRIPTION: Single purpose real estate investment company. Owns a commercial business - the Walton Building - in Piscataway NJ. 6) 794 DELA PARTNERS LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2013 ADDRESS: 242 Old New Brunswick Rd, Piscataway NJ 08854, United States DESCRIPTION: Single purpose real estate investment company. Owns a commercial building in Bridgewater NJ.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-11-25
  • S63 Uniform Securities Agent State Law Examination
    1991-11-25
Designations

View on SEC IAPD

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