Hamy Sharifi

Current Employers

Employment History

• 12/2015 → 03/2022
  Bank Of The West
  Newport Beach, CA
• 12/2015 → 03/2022
  Bancwest Investment Services, Inc.
  Newport Beach, CA
• 03/2022 → 02/2023
  Citigroup
  Fountain Valley, CA
• 02/2023 → 02/2023
  Bancwest Investment Services, Inc.
  Newport Beach, CA
• 02/2023 → Present
  Bmo Bank Na
  Newport Beach, CA
• 07/2023 → Present
  Lpl Financial Llc
  Newport Beach, CA

Previous Registrations

• 2023-02-17 → 2023-07-19
  Bancwest Investment Services, Inc.
  Newport Beach, CA
• 2022-03-08 → 2023-02-17
  Citigroup Global Markets Inc.
  Fountain Valley, CA
  Fresno, CA
  Laguna Niguel, CA
  Costa Mesa, CA
  Fountain Valley, CA
• 2016-01-21 → 2022-03-18
  Bancwest Investment Services, Inc.
  Stanton, CA
  Newport Beach, CA
  La Habra, CA
  La Mirada, CA
  Stanton, CA
  Irvine, CA
  Newport Beach, CA

Other Businesses

1. 05/01/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/01/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Advisor - Start Date 07/19/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 75% 3. 06/18/2024 - UCLA Extension - Non-Inv Related - Outside/W-2 Employment - Teaching - Started: 6/25/2024 - 8 Hrs/Mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-20
• S63 Uniform Securities Agent State Law Examination
  2006-08-15

Other Names

• Hamy Sharifi
• Hamy Zekavat Sharifi