Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-23 |
| SC | RA | APPROVED | 2023-01-23 |
| TX | RA | APPROVED_RES | 2013-01-25 |
| CT | RA | APPROVED | 2009-09-23 |
| GA | RA | APPROVED | 2004-10-27 |
Branch Locations
Crownsville, MD • United States
11810 Grand Park Ave, North Bethesda, MD 20852 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 01/1994 | Present |
I*135461 For profit or not for profit: For-Profit Organization Name of outside business organization: Adams Audiology Investment related: N Address of business: Potomac, Maryland 20854 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/18/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Medical Audiology Practice. I*135452 For profit or not for profit: For-Profit Organization Name of outside business organization: Adams Audiology Investment related: N Address of business: Potomac, Maryland 20854 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 1/18/2021 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Opening an audiology practice with my wife Lori Adams. We will be co owners. She will run and operate the practice.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-10 |
Reach out to this advisor