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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-14
PA RA APPROVED 2026-05-06
TX RA APPROVED_RES 2026-05-05
  • NC RA
    APPROVED
    Since 2026-07-14
  • PA RA
    APPROVED
    Since 2026-05-06
  • TX RA
    APPROVED_RES
    Since 2026-05-05

Branch Locations

1 Ppg Place Suite 1600, Pittsburgh, PA 15222 • United States

Mooresville, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Pittsburgh PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Pittsburgh PA 11/2016 05/2026
Wells Fargo Advisors Financial Network, Llc Pittsburgh PA 05/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-26
S63 Uniform Securities Agent State Law Examination 1991-08-09
  • S65 Uniform Investment Adviser Law Examination
    1995-05-26
  • S63 Uniform Securities Agent State Law Examination
    1991-08-09

View on SEC IAPD

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