Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-05
WI RA APPROVED 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05
  • WI RA
    APPROVED
    Since 2025-09-05

Branch Locations

Corpus Christi, TX • United States

5402 Douglas Ave, Racine, WI 53402 • United States

Racine, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investments, Inc Madison WI 07/2009 09/2022
Avantax Investment Services, Inc. Racine WI 09/2022 09/2025
Avantax Advisory Services Racine WI 09/2022 09/2025
Avantax Insruance Agency, Llc Racine WI 09/2022 09/2025
Beacon Benefits Group, Inc. Dba Mga Wealth Management Racine WI 01/1997 Present
Cetera Wealth Services, Llc Corpus Christi TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 07/2009 → 09/2022
    Madison, WI
  • 09/2022 → 09/2025
    Avantax Investment Services, Inc.
    Racine, WI
  • 09/2022 → 09/2025
    Avantax Advisory Services
    Racine, WI
  • 09/2022 → 09/2025
    Avantax Insruance Agency, Llc
    Racine, WI
  • 01/1997 → Present
    Beacon Benefits Group, Inc. Dba Mga Wealth Management
    Racine, WI
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Corpus Christi, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-09-16 → 2025-09-05
    Avantax Advisory Services
    Racine, WI
    Corpus Christi, TX
    Dallas, TX
    Racine, WI
  • 2009-07-31 → 2022-09-20
    Racine, WI
    Racine, WI
    Madison, WI
  • 2003-06-23 → 2009-07-31
    Waterstone Financial Group, Inc.
    Brookfield, WI
    Racine, WI
  • 1995-07-13 → 2002-09-12
    Ffp Advisory Services Inc
    Brookfield, WI
Other Businesses

2) BEACON BENEFITS GROUP INC. DBA MGA WEALTH MANAGEMENT; POSITION: Officer NATURE: This is the DBA for my financial planning firm. all business with be submitted through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/27/1997; ADDRESS: 5402 Douglas Avenue, Racine WI 53402, Meeting with Clients Developing Financial Planning Needs Providing Investment and Insurance Solutions Monitoring and Reviewing investments Developing Clients Risk Objectives Administration of Business operations for Beacon Benefits Group

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-22
S63 Uniform Securities Agent State Law Examination 1991-07-05
  • S66 Uniform Combined State Law Examination
    2011-12-22
  • S63 Uniform Securities Agent State Law Examination
    1991-07-05
Other Names
  • Mike Gorichanaz

View on SEC IAPD

More in Corpus Christi, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor