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Howard Michael Wolfson

Tcfg Investment Advisors, LLC

Cincinnati, OH

Laguna Niguel, CA

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Current Employers
Tcfg Investment Advisors, Llc

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-02-11
  • OH RA
    APPROVED
    Since 2026-02-11

Branch Locations

Cincinnati, OH • United States

28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gold Coast Securities, Inc. Cincinnati OH 08/2004 12/2025
Tcfg Wealth Management, Llc Laguna Niguel CA 01/2026 Present
Previous Registrations
  • 2004-08-03 → 2025-12-31
    Gold Coast Securities, Inc.
    Gold River, CA
    Cincinnati, OH
  • 2004-05-04 → 2004-08-02
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 2003-06-23 → 2004-05-04
    Fdx Advisors, Inc.
    Cincinnati, OH
Other Businesses

TCFG Investment Advisors, LLC | Investment related | Laguna Niguel, CA | Investment Advisor | 40 hours/month |

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-10-27
  • S63 Uniform Securities Agent State Law Examination
    1998-10-27
Other Names
  • Howard M Wolfson

View on SEC IAPD

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