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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-11 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
444 South Flower Street,34Th Floor, Los Angeles, CA 90071 • United States
Palos Verdes Estates, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Los Angeles | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*653743- The Unexpected Shaman; Investment related: No; Palos Verdes Estates, California; I am wrting a book; There is not business. I am wrting a book (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 150; I am writing a book
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-03 |
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