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Francis John Divito

Ubs Financial Services Inc.

Ponte Vedra Beach, FL

Ponte Vedra Beach, FL

Ponte Vedra, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-05-29
TX RA APPROVED 2008-05-23
  • FL RA
    APPROVED
    Since 2008-05-29
  • TX RA
    APPROVED
    Since 2008-05-23

Branch Locations

822 North Highway A1A Suite 211, Ponte Vedra Beach, FL 32082 • United States

Ponte Vedra Beach, FL • United States

Ponte Vedra, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Ponte Vedra Beach FL 05/2008 Present
Previous Registrations
  • 2003-07-01 → 2008-05-27
    Wells Fargo Clearing Services, Llc
    Ponte Vedra Beach, FL
    Ponte Vedra Beach, FL
  • 1998-11-25 → 2003-07-01
    Prudential Equity Group, Llc
    Ponte Vedra Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-17
S63 Uniform Securities Agent State Law Examination 1991-08-27
  • S65 Uniform Investment Adviser Law Examination
    1994-03-17
  • S63 Uniform Securities Agent State Law Examination
    1991-08-27
Other Names
  • Frank Divito
  • Francis J Divito

View on SEC IAPD

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KESTRA ADVISORY SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
J.P. MORGAN SECURITIES LLC

Other Investors

SCOTT DOUGLAS CONROY
GALE RUSSELL CREIGHTON
DEAN EDWARD MCQUIDDY
DAVID ANDREW FURFINE
WILLIAM MARC DAVIS
DAVID ADAM SIEGEL
PATRICK ALAN RILEY
LORI DENISE BAYLER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PONTE VEDRA BEACH, FL
SAWGRASS ASSET MANAGEMENT LLC · PONTE VEDRA BEACH, FL
CORAL REEF ADVISORS LLC · PONTE VEDRA BEACH, FL
RAYMOND JAMES & ASSOCIATES, INC. · Ponte Vedra Beach, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra Beach, FL
KESTRA ADVISORY SERVICES, LLC · Ponte Vedra Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · PONTE VEDRA BEACH, FL
J.P. MORGAN SECURITIES LLC · Ponte Vedra Beach, FL

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