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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-14 |
| TX | RA | APPROVED_RES | 2021-04-07 |
Branch Locations
6303 Blue Lagoon Dr Ste 188, Miami, FL 33126 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Miami | FL | 05/2000 | 11/2017 |
| Lpl Financial Llc | Miami | FL | 11/2017 | Present |
1. 11/29/2017 - GRIFFIN PLANNING - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner - Start Date 10/15/2008 - 5 Hours Per Month/5 During Securities Trading. 2. 01/31/2018 - Griffin Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/03/2014 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-09-15 |
| S65 | Uniform Investment Adviser Law Examination | 1999-09-19 |
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