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John Michael Holian

LPl Financial LLC

Miami, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-14
TX RA APPROVED_RES 2021-04-07
  • FL RA
    APPROVED
    Since 2026-01-14
  • TX RA
    APPROVED_RES
    Since 2021-04-07

Branch Locations

6303 Blue Lagoon Dr Ste 188, Miami, FL 33126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Miami FL 05/2000 11/2017
Lpl Financial Llc Miami FL 11/2017 Present
  • 05/2000 → 11/2017
    National Planning Corporation
    Miami, FL
  • 11/2017 → Present
    Miami, FL
Previous Registrations
  • 2000-06-06 → 2017-12-06
    National Planning Corporation
    Miami, FL
    Los Angeles, CA
Other Businesses

1. 11/29/2017 - GRIFFIN PLANNING - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner - Start Date 10/15/2008 - 5 Hours Per Month/5 During Securities Trading. 2. 01/31/2018 - Griffin Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/03/2014 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-09-15
S65 Uniform Investment Adviser Law Examination 1999-09-19
  • S63 Uniform Securities Agent State Law Examination
    2003-09-15
  • S65 Uniform Investment Adviser Law Examination
    1999-09-19
Other Names
  • John M Holian

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