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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-27 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 03/2005 | Present |
| Lake Region Bank | Willmar | MN | 03/2005 | Present |
| Cetera Investment Advisers Llc | Willmar | MN | 01/2014 | Present |
1) OWNER OF THE LEADER, DEVELOPING NEWSLETTERS FOR BUSINESSES, 4 HOURS PER WEEK FOR FEE, NO SECURITIES CLIENTS. 2) SCHNEIDER AND MADSEN, REVIEWING INVESTMENT DOCUMENTS FOR LAW FIRM, HOURLY RATE PAID. 3) Talking to students at New London-Spicer High School regarding the stock market. No specific recommendations, investment advice, or trades placed." 4) CO-OWNER OF BROTHERS LOW LLC; CAMPER AND CAMPSITE RENTAL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-08 |
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