Christopher Joseph Cerniglia

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-05
FL	RA	APPROVED	2007-07-31

TX RA
APPROVED_RES

Since 2026-05-05
FL RA
APPROVED

Since 2007-07-31

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

East Stroudsburg, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Palm Beach Gardens	FL	07/2007	Present

07/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Palm Beach Gardens, FL

Previous Registrations

1999-07-08 → 2007-07-31

Ryan Beck & Co.

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Other Businesses

1. Notary Public; 500 South Bronough St Tallahassee FL 32399; FL Notary; 04/21/2014; 1 hr/year; During security trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-04-06
S63	Uniform Securities Agent State Law Examination	1991-08-15

S65 Uniform Investment Adviser Law Examination

2000-04-06
S63 Uniform Securities Agent State Law Examination

1991-08-15

View on SEC IAPD