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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-04-10
  • AL RA
    APPROVED
    Since 2025-04-10

Branch Locations

Fort Payne, AL • United States

201 Gault Ave North , Fort Payne, AL 35967 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Gadsden AL 07/1986 12/2017
Metlife Securities Inc. Gadsden AL 07/1986 12/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 12/2017
Mml Investors Services, Llc Fort Payne AL 03/2017 12/2017
Pruco Securities, Llc. Fort Payne AL 01/2018 11/2024
Prudential Insurance Company Of America Fort Payne AL 01/2018 04/2025
Lpl Enterprise, Llc Fort Payne AL 11/2024 04/2025
Commonwealth Financial Network Waltham MA 04/2025 Present
Summit Wealth Management Fort Payne AL 04/2025 Present
  • 07/1986 → 12/2017
    Metropolitan Life Insurance Company
    Gadsden, AL
  • 07/1986 → 12/2017
    Metlife Securities Inc.
    Gadsden, AL
  • 07/2016 → 12/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 12/2017
    Fort Payne, AL
  • 01/2018 → 11/2024
    Fort Payne, AL
  • 01/2018 → 04/2025
    Prudential Insurance Company Of America
    Fort Payne, AL
  • 11/2024 → 04/2025
    Fort Payne, AL
  • 04/2025 → Present
    Waltham, MA
  • 04/2025 → Present
    Summit Wealth Management
    Fort Payne, AL
Previous Registrations
Other Businesses

1. Election Official, Dekalb County Alabama Probate Judge's Office.; Located at 300 Grand Ave SW # 100, Fort Payne, AL 35967, as of 11/05/2012; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 2. Fixed insurance sales; Located at 13710 Struthers Road, Suite 115, Colorado Springs, CO 80921, as of 03/31/2025; 5% of time spent during business hours; Conducted at branch location; Investment related. 3. Co-owner, Citadel Financial Group, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in N Fort Payne, AL, as of 03/31/2025; 5% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-26
  • S63 Uniform Securities Agent State Law Examination
    1991-07-26
Other Names
  • Douglas Crowe

View on SEC IAPD

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