Christopher Austin Kroberger

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-12-06
TX	RA	APPROVED	2011-12-06

NJ RA
APPROVED

Since 2011-12-06
TX RA
APPROVED

Since 2011-12-06

Branch Locations

501 Fellowship Road, Mt. Laurel, NJ 08054 • United States

Moorestown, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Mt. Laurel	NJ	12/2011	Present

12/2011 → Present

Ubs Financial Services Inc.

Mt. Laurel, NJ

Previous Registrations

2004-06-02 → 2011-12-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Laurel, NJ

Mount Laurel, NJ

Moorestown, NJ

Moorestown, NJ

Moorestown, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-22
S63	Uniform Securities Agent State Law Examination	1991-07-10

S65 Uniform Investment Adviser Law Examination

1996-07-22
S63 Uniform Securities Agent State Law Examination

1991-07-10