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Inactive

Jean Stassi Harrell Schwarz

Cerity Partners LLC

Richmond, VA

New York, NY

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Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-07-05
  • VA RA
    APPROVED
    Since 2023-07-05

Branch Locations

7204 Glen Forest Drive Suite 308, Richmond, VA 23226 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lumina Financial Consultants, Llc Mill Valley CA 04/2012 06/2023
Cerity Partners Llc New York NY 07/2023 Present
  • 04/2012 → 06/2023
    Lumina Financial Consultants, Llc
    Mill Valley, CA
  • 07/2023 → Present
    Cerity Partners Llc
    New York, NY
Previous Registrations
  • 2012-05-25 → 2023-08-22
    Lumina Financial Consultants, Llc
    Mill Valley, CA
  • 2002-01-16 → 2012-03-21
    Sbsb Financial Advisors
    Mclean, VA
    Mclean, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-05
S63 Uniform Securities Agent State Law Examination 1991-07-22
  • S65 Uniform Investment Adviser Law Examination
    2000-12-05
  • S63 Uniform Securities Agent State Law Examination
    1991-07-22
Designations
Other Names
  • Jean S. Harrell Schwarz
  • Jean Stassi Harrell

View on SEC IAPD

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Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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