Gardenia Leon Nickel

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	1991-09-12

FL RA
APPROVED

Since 1991-09-12

Branch Locations

9130 S. Dadeland Blvd. Suite 1400, Miami, FL 33156 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	09/1999	06/2020
Equitable Advisors, Llc	New York	NY	09/1999	Present

09/1999 → 06/2020

Axa Advisors, Llc

New York, NY
09/1999 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-30

S66 Uniform Combined State Law Examination

2000-08-30

Other Names

Gardenia Leonnickel

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Exams

Other Names

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