T Scott Newman

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-08
TX	RA	APPROVED_RES	2021-06-03
NE	RA	APPROVED	2007-05-23

FL RA
APPROVED

Since 2024-04-08
TX RA
APPROVED_RES

Since 2021-06-03
NE RA
APPROVED

Since 2007-05-23

Branch Locations

Inlet Beach, FL • United States

Omaha, NE • United States

1111 North 102Nd Court Ste 228, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	05/2007	06/2020
Equitable Advisors, Llc	New York	NY	05/2007	Present

05/2007 → 06/2020

Axa Advisors, Llc

New York, NY
05/2007 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2001-08-06 → 2007-05-09

Pruco Securities, Llc.

Omaha, NE

Other Businesses

1. RENTAL PROPERTY; 2220 S 189TH CIR, OMAHA, NE 68130; START 8/2020; APPROX 2 HOURS/MONTH. 2. KOF INC 501C3; 9202 W. DODGE ST, OMAHA, NE 68116; BOARD MEMBER; START 10/25/2022; APPROX 2 HOURS/MONTH. 3. VARIOUS OUTSIDE INSURANCE ACTIVITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-01
S63	Uniform Securities Agent State Law Examination	1991-12-19

S65 Uniform Investment Adviser Law Examination

2013-03-01
S63 Uniform Securities Agent State Law Examination

1991-12-19

Other Names

Thomas Scott Newman

View on SEC IAPD