Best Investors Account Sign in

Heather N Lindenberg

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-12
MI RA APPROVED 2021-10-21
  • TX RA
    APPROVED
    Since 2021-11-12
  • MI RA
    APPROVED
    Since 2021-10-21

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Birmingham MI 01/2012 09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 09/2021 Present
Bank Of America, N.A. Farmington Hills MI 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-14
S63 Uniform Securities Agent State Law Examination 1992-01-07
  • S65 Uniform Investment Adviser Law Examination
    1997-08-14
  • S63 Uniform Securities Agent State Law Examination
    1992-01-07
Other Names
  • Heather Noel Swift
  • Heather Noel Ward
  • Heather Noel Szerlag
  • Heather Noel Lindenberg
  • Heather Wood

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
FIFTH THIRD SECURITIES, INC.
OSAIC ADVISORY SERVICES, LLC
EQUITY PLANNING GROUP, INC.
J.P. MORGAN SECURITIES LLC
GLASS RETIREMENT STRATEGIES, INC.
CITIZENS SECURITIES, INC.

Other Investors

ERIC JAMES FURLOTTE
DAVID ROBERT SAROTTE
DANIEL THOMAS MILNAMOW
JASON NATHANIEL BATCHELDER
DONALD SMEZNIK
Nu Tran
Brian Joseph Hanley
Jarred Height-Kaplan

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI
EDWARD JONES · FARMINGTON HILLS, MI
FIFTH THIRD SECURITIES, INC. · WEST BLOOMFIELD, MI
AMERIPRISE FINANCIAL SERVICES, LLC · FARMINGTON HILLS, MI
OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD, MI
EDWARD JONES · WEST BLOOMFIELD, MI
OSAIC ADVISORY SERVICES, LLC · WEST BLOOMFIELD,, MI
EQUITY PLANNING GROUP, INC. · WEST BLOOMFIELD, MI

More in Farmington Hills, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor