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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-08-26
TX RA APPROVED_RES 2023-07-25
CA RA APPROVED 2009-01-02
  • KY RA
    APPROVED
    Since 2025-08-26
  • TX RA
    APPROVED_RES
    Since 2023-07-25
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

2270 Douglas Blvd Ste 100, Roseville, CA 95661 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Roseville CA 08/1998 Present
Raymond James Financial Services Advisors, Inc Roseville CA 01/2009 Present
First Northern Bank Roseville CA 12/2025 Present
Other Businesses

1) Name of Business: Beacon Wealth Strategies LTD Address: 2200-B Douglas Blvd Ste 150, Roseville, CA, 95661, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/27/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dba I started. C Corp and I am listed as President and CEO. I am sole stockholder and officer. (2) Name of Business: Birkin & Kelly LTD Address: 2200 Douglas Blvd Ste B150, Roseville, CA, 95661-3879, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Resale of luxury bags (3) Name of Business: First Northern Advisors Address: 2270 Douglas Blvd Ste 100, Roseville, CA, 95661, United States Activity Type: Other Position/Title: Consulting Investment Related: No Start Date: 12/22/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Recently sold my RJ pratuce to First Northern Bank in December. I have been retained as an independant Consukltant to assist in the transistion of my clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-09
S63 Uniform Securities Agent State Law Examination 1991-07-05
  • S65 Uniform Investment Adviser Law Examination
    1999-10-09
  • S63 Uniform Securities Agent State Law Examination
    1991-07-05
Other Names
  • Tom Cicchini

View on SEC IAPD

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