Dawn Leigh Maurer

Charles Schwab & Co., Inc.

Beverly Hills, FL

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-02
CO	RA	APPROVED	2017-07-05

FL RA
APPROVED

Since 2023-03-02
CO RA
APPROVED

Since 2017-07-05

Branch Locations

Beverly Hills, FL • United States

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Beverly Hills	FL	01/2004	Present
Maurer Inc.	Parker	CO	01/2003	12/2018
Schwab Private Client Investment Advosroy, Inc.	Lone Tree	CO	03/2015	06/2017
Charles Schwab Bank, Ssb	Beverly Hills	FL	07/2017	Present

01/2004 → Present

Charles Schwab & Co., Inc.

Beverly Hills, FL
01/2003 → 12/2018

Maurer Inc.

Parker, CO
03/2015 → 06/2017

Schwab Private Client Investment Advosroy, Inc.

Lone Tree, CO
07/2017 → Present

Charles Schwab Bank, Ssb

Beverly Hills, FL

Previous Registrations

2015-04-09 → 2017-07-05

Schwab Wealth Advisory, Inc.

Lone Tree, CO

Other Businesses

1) 01/07/2019| WCC, LLC| NOT INVESTMENT RELATED| PARKER, CO| Agent| 4 HOURS/MONTH - 0 DURING TRADING| CONTRACTOR| DUTIES DATA ENTRY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-27
S63	Uniform Securities Agent State Law Examination	1991-07-09

S66 Uniform Combined State Law Examination

2011-04-27
S63 Uniform Securities Agent State Law Examination

1991-07-09

Other Names

Dawn Leigh Oconnell
Dawn Leigh Boesen
Dawn Maurer

View on SEC IAPD

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