David Jay Raabe

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2014-05-26
TX	RA	APPROVED_RES	2014-05-06

IN RA
APPROVED

Since 2014-05-26
TX RA
APPROVED_RES

Since 2014-05-06

Branch Locations

301 So. Adams Street, Marion, IN 46952 • United States

7030 Pointe Inverness Way Suite 310, Fort Wayne, IN 46804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Company, Inc.	St. Louis	MO	04/2014	Present

04/2014 → Present

Stifel Nicolaus & Company, Inc.

St. Louis, MO

Previous Registrations

2009-03-31 → 2014-04-03

Raymond James & Associates, Inc.

Marion, IN
2002-07-30 → 2009-03-31

Natcity Investments, Inc.

Marion, IN

Other Businesses

1. Gemmill Foundation; 402 So Washington St, Marion, IN 46952; Award scholarships to Law students and undergrads; Chairman of the Board of Directors; Facilitate annual meeting and make decisions on scholarships; 03/01/1992; 3 Hours per Year; During Securities Trading Hours; Not Investment-Related. 2. Marion Aero Club; 901 W. Third St Marion IN 46952; Social Club; Board of Director/Member; Oversee club function; 01/01/1976; 1.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-05
S63	Uniform Securities Agent State Law Examination	1992-02-26

S65 Uniform Investment Adviser Law Examination

2000-09-05
S63 Uniform Securities Agent State Law Examination

1992-02-26

View on SEC IAPD