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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-06-05 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Wayne, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Funds | Los Angeles | CA | 06/2014 | 10/2019 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 10/2019 | Present |
Name of the other business: Pembroke Properties LLC / Is the business Investment Related: No / The address of the other business: Stone Harbor, NJ 08247 / The nature of the other business: It's a beach house owned in an LLC / Your position/title: President / Start date: April 28, 2020 (When it was formed) / The number of hours/month you devote to the other business: zero / The number of hours during securities trading hours: zero
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-08 |
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