David Christian Helfrich

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-04
NJ	RA	APPROVED	2023-08-10

TX RA
APPROVED_RES

Since 2024-01-04
NJ RA
APPROVED

Since 2023-08-10

Branch Locations

14 Walsh Dr Ste 100, Parsippany, NJ 07054 • United States

Andover, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Minnesota Life Insurance Company	St. Paul	MN	06/2004	08/2023
Securian Financial Services Inc	St. Paul	MN	06/2004	08/2023
Dch Financial Services	Andover	NJ	04/2004	Present
Allied Wealth Partners	Parsippany	NJ	06/2014	Present
Cetera Wealth Services, Llc	Parsippany	NJ	08/2023	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2023	Present

06/2004 → 08/2023

Minnesota Life Insurance Company

St. Paul, MN
06/2004 → 08/2023

Securian Financial Services Inc

St. Paul, MN
04/2004 → Present

Dch Financial Services

Andover, NJ
06/2014 → Present

Allied Wealth Partners

Parsippany, NJ
08/2023 → Present

Cetera Wealth Services, Llc

Parsippany, NJ
08/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2004-06-02 → 2023-08-10

Securian Financial Services, Inc.

Parsippany, NJ

Parsippany, NJ

St. Paul, MN
2002-06-20 → 2004-06-16

Ws Griffith Securities, Inc.

East Hanover, NJ

Other Businesses

ALLIED WEALTH PARTNERS POSITION: Salesperson NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2010 ADDRESS: , Parsipanny NJ , United States DESCRIPTION: Salesperson DCH FINANCIAL SERVICES LLC POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2004 ADDRESS: , Andover NJ , United States DESCRIPTION: Agent/Broker HELF'S HITTING ACADEMY POSITION: Employee NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2009 ADDRESS: , Sparta NJ , United States DESCRIPTION: Employee

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-06-16

S63 Uniform Securities Agent State Law Examination

1993-06-16

View on SEC IAPD