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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-18 |
| IL | RA | APPROVED | 2017-05-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brooklight Place Securities, Inc. | Downers Grove | IL | 12/2009 | 05/2017 |
| Interactive Financial Advisors | Oakbrook | IL | 02/2017 | 05/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2017 | Present |
1) NATURE OF BUSINESS: FIXED INSURANCE SALES AND SERVICE; LOCATION: 10324 MINNICK, OAK LAWN, IL 60453; TITLE: OWNER; START DATE: 1991; APPROXIMATE NUMBER OF HOURS PER MONTH: 30; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 1.5-2.5. 2) NATURE OF BUSINESS: CERTIFIED PUBLIC ACCOUNTANT; LOCATION: 10324 MINNICK, OAK LAWN, IL 60453; TITLE: OWNER; START DATE: 8/1983; APPROXIMATE NUMBER OF HOURS PER MONTH: 40; APPROXIMATE NUMBER OF HOURS DURING SECURITIES TRADING HOURS: 2. 3)CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 05/08/2017, Agent, CIRA Affiliation, INV REL, (120) HR/MO - (80) HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-28 |
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