Michael Joseph Halvey

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-04-20
WI	RA	APPROVED	1991-07-09

TX RA
APPROVED

Since 2020-04-20
WI RA
APPROVED

Since 1991-07-09

Branch Locations

Waukesha, WI • United States

13890 Bishops Dr Ste 200, Brookfield, WI 53005 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Brookfield	WI	09/2005	03/2020
Ameriprise Financial Services, Llc	Brookfield	WI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Brookfield, WI
03/2020 → Present

Ameriprise Financial Services, Llc

Brookfield, WI

Other Businesses

Business Ownership; Brookfield office 495 llc; help handle monthly bills and banking; collecting rent from other advisors and depositing money to checking account.Paying rent, phone and other bills to run our office.; 13890 bishop's dr ste 200 Brookfield, WI 53005, ,; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 0 during trading hours / MJ Holdings LLC; Owner; Real Estate; S76 W26010 Prairieside Dr, , waukesha, WI, 53189; Not Investment-Related; 11/19/2018; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-07-01

S63 Uniform Securities Agent State Law Examination

1991-07-01

Designations

Other Names

Michael J Halvey Jr

View on SEC IAPD