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Elisabeth C Bailey

Ubs Financial Services Inc.

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-07
  • TX RA
    APPROVED
    Since 2025-07-07

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Austin TX 06/2009 07/2025
Ubs Financial Services Inc. Austin TX 07/2025 Present
Previous Registrations
  • 2014-05-19 → 2025-07-14
    Morgan Stanley
    Purchase, NY
    Atlanta, GA
    Atlanta, GA
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-18
S63 Uniform Securities Agent State Law Examination 2005-10-14
  • S65 Uniform Investment Adviser Law Examination
    2014-05-18
  • S63 Uniform Securities Agent State Law Examination
    2005-10-14
Designations
Other Names
  • Elisabeth Clemens Bailey
  • Elisabeth Clemens Sewell
  • Elisabeth Bailey Sewell

View on SEC IAPD

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