John Michael Massoglia

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-03-01
CA	RA	APPROVED	2018-02-28
MI	RA	APPROVED	2011-08-09

FL RA
APPROVED

Since 2018-03-01
CA RA
APPROVED

Since 2018-02-28
MI RA
APPROVED

Since 2011-08-09

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Farmington Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Southfield	MI	07/2011	Present

07/2011 → Present

Lpl Financial Llc

Southfield, MI

Previous Registrations

2005-01-25 → 2011-08-10

First Allied Securities, Inc.

Farmington Hills, MI

Farmington Hills, MI

Farmington Hills, MI

Farmington Hills, MI

Highland Park, IL

Wheeling, IL

Other Businesses

1. 08/05/2011: DBA ONLY - MASSOGLIA FINANCIAL PLANNING - SOUTHFIELD, MI 2. 08/05/2011: NON-VARIABLE INSURANCE - UL, HEALTH, DI, LTC - TIME SPENT 5% - SOUTHFIELD, MI 3.12/27/2011: TAX PREP/ACCOUNTING/BOOKKEEPING - MASSOGLIA TAX SERVICES - PAYROLL, TAX PREPARATION, LIGHT BOOKKEEPING. - TIME SPENT 20%

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-07-16
S63	Uniform Securities Agent State Law Examination	1991-07-30

S65 Uniform Investment Adviser Law Examination

1996-07-16
S63 Uniform Securities Agent State Law Examination

1991-07-30

View on SEC IAPD