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Highland Hts., OH • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-04-08 |
| OH | RA | APPROVED | 2007-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Highland Heights | OH | 07/2005 | 07/2025 |
| Powers Investment Advisory | Highland Heights | OH | 06/2005 | Present |
| Andrew Powers, Sole Proprietor | Highland Heights | OH | 06/2006 | 07/2025 |
| Lpl Financial Llc | Highland Heights | OH | 07/2025 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2026 | Present |
1) Powers Investment Advisory Corporation. Investment Related. At Reported Business Location(s). RIA. IAR. 08/28/2007. 175. 140 during securities trading hours. I provide investment advisory services through Powers Investment Advisory Corporation, an independent investment advisor firm. 2) Fixed Insurance. Investment Related. At Reported Business Location. Fixed Insurance Agent. 5/05/2006. 1. 1 per month securities trading hours. Sales of fixed/ traditional insurance products. 3) LPL Financial LLC. Investment Related. At Reported Business Location. RIA. Financial Advisor. 6/06/2005. 4. 4 during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-23 |
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