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La Crescenta, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regency Financial Group | La Crescenta | CA | 07/2011 | Present |
1) REGENCY FINANIAL GROUP, INVESTMENT RELATED, 2855 PIEDMONT AVE., LA CRESCENTA, CA 91214, FINANCIAL SERVICES FIRM, OWNER, STATE DATE MARCH 91, 40 HRS/WK, 40+ HRS/WK DURING TRADING HRS AND BEYOND, OFFER FINANCIAL SERVICES FIRM'S CLIENTS. 2) I HAVE BEEN TEACHING PART-TIME AS AN ADJUNCT INSTRUCTOR/PROFESSOR IN THE AFTERNOONS/EVENINGS SINCE 09/2009 AT SEVERAL UNIVERSITIES WITH GENERALLY 0 HOURS DURING TRADING HOURS. 3) I HOLD A REAL ESTATE LICENSE, I DO NOT RECOMMEND REAL ESTATE TO BUY AND/OR SELL OFFERED /SOLD BY THE CLIENT, PROPERTY OWNERS, AND /OR REAL ESTATE BROKERS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-16 |
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