Nicole Marie Andres

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
NJ	RA	APPROVED	2015-11-06
TX	RA	APPROVED_RES	2015-11-03

NY RA
APPROVED

Since 2021-04-19
NJ RA
APPROVED

Since 2015-11-06
TX RA
APPROVED_RES

Since 2015-11-03

Branch Locations

Sea Girt, NJ • United States

2504 Highway 35, Manasquan, NJ 08736 • United States

One Bryant Park Pbig - Ny Midtown, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	11/2015	Present
Bank Of America, N.A.	New York	NY	01/2016	Present

11/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
01/2016 → Present

Bank Of America, N.A.

New York, NY

Previous Registrations

2003-01-17 → 2015-12-01

Credit Suisse Securities (Usa) Llc

New York, NY

New York, NY
1997-01-09 → 2003-01-17

Pershing Llc

New York, NY

Other Businesses

I*2186280, Entity Type: Fiduciary role Name: N M A TTEE U/A DTD 06/27/2012 M A, Address: Chatham, New Jersey, 07928, Investment Related: No, Position, Title, Association: Trustee, Employee State Date: 03-Feb-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Trustee/ Immediate Family or Self I*: 2622279Entity Type: Fiduciary roleName of OBA: L. P.Address: Wilmington, Delaware 19806Investment Related: NoPosition, Title, Association: Successor TrusteeEmployee Start Date: 07/15/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 0 Duties: Successor Trustee / Siblings I*3470271, Entity Type: , Name of OBA: M A, Address: sea girt, New Jersey, 08750, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/07/2026, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties: I*3472270, Entity Type: , Name of OBA: A A, Address: sea girt, New Jersey, 08750, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 01/07/2026, No Hours: 10 Yearly, No Hours during Trading: 1 Yearly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-25
S63	Uniform Securities Agent State Law Examination	1991-10-16

S65 Uniform Investment Adviser Law Examination

1997-11-25
S63 Uniform Securities Agent State Law Examination

1991-10-16

Other Names

Nicole Marie Primack
Nicole Marie Primack

View on SEC IAPD