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Richard Douglas Smidt

Edward Jones

Charlotte, FL

St. Louis, MO

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-10
CO RA APPROVED 2014-10-03
  • TX RA
    APPROVED_RES
    Since 2019-01-10
  • CO RA
    APPROVED
    Since 2014-10-03

Branch Locations

Charlotte, FL • United States

12555 Manchester Road, St. Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2014 Present
Previous Registrations
  • 2009-05-11 → 2014-10-01
    Sunset Financial Services, Inc.
    Glenwood Springs, CO
    Glenwood Springs, CO
    Westminster, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-08
S65 Uniform Investment Adviser Law Examination 1996-02-12
S63 Uniform Securities Agent State Law Examination 1992-02-27
  • S66 Uniform Combined State Law Examination
    2009-05-08
  • S65 Uniform Investment Adviser Law Examination
    1996-02-12
  • S63 Uniform Securities Agent State Law Examination
    1992-02-27

View on SEC IAPD

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