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Darnestown, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-17 |
Branch Locations
Laguna Niguel, CA • United States
Darnestown, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Altavest | San Clemente | CA | 01/1997 | Present |
Altavest Worldwide Trading, Inc. a registered Introducing Brokerage (futures). The address is 26 Via Agradar, San Clemente, CA 92673. Altavest is a brokerage firm for futures and futures options. I have been a co-owner and principal of Altavest since Jan. of 1997, and work full time at Altavest (40 hrs per week). I'm engaged in trading decisions, client services, marketing presentations and decisions and any other areas that need oversight.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-22 |
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