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148 E Grand River Ave., Williamston, MI 48895 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-02-11 |
| ME | RA | APPROVED | 2015-01-05 |
| MA | RA | APPROVED | 2014-11-14 |
| MD | RA | APPROVED | 2014-11-04 |
| AL | RA | APPROVED | 2014-07-17 |
| CA | RA | APPROVED | 2014-07-17 |
| NC | RA | APPROVED | 2011-06-03 |
| VA | RA | APPROVED | 2011-02-09 |
| MI | RA | APPROVED | 2010-09-24 |
| TX | RA | APPROVED | 2010-09-02 |
Branch Locations
812 Moorefield Park Drive Suite 102, Richmond, VA 23236 • United States
148 E Grand River Ave., Williamston, MI 48895 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Asset Advisory Services, Llc | Haslett | MI | 11/2009 | Present |
| Wfg Investments, Inc. | Haslett | MI | 05/2014 | 08/2017 |
| Geneos Wealth Management Inc | Richmond | VA | 08/2017 | 04/2023 |
| Cg Financial Services Of Virginia, Llc | N. Chesterfield | VA | 03/2010 | 11/2020 |
| Dfc Investment And Retirement Strategies | N. Chesterfield | VA | 06/2014 | 11/2020 |
| Cg Financial Services | Richmond | VA | 11/2020 | Present |
| Lpl Financial Llc | Chesterfield | VA | 05/2023 | Present |
1) 5/24/2023: CAIS; At Reported Business Location(s); Non-Variable Insurance; Inv. related; start date 11/10/2009; 0hrs/mo. during trading. 2) 7/3/2023: CG Advisory Services; At Reported Business Location(s); Registered Investment Advisor DBA; Inv. related; IAR; Start Date 5/1/2023; 25hrs/mo. during trading. 3) 7/3/2023; Capital Asset Advisory Services, LLC; At Reported Business Location(s); Registered Investment Advisor Hybrid; Inv. related; IAR; start date 11/10/2009; 25hrs/mo. during trading; I provide investment advisory services through Capital Asset Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 11/2009. I expect to spend approximately 25 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 10/13/2023 - Green River Wealth Management, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/02/2023 - 160 Hours Per Month/ During Trading 5) 11/28/2023: Lumos Wealth Advisors; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/2/2023; 160hrs/mo. during trading. 6) 02/13/2024 - Captial Asset Advisory Services, LLC DBA Lumos Wealth Advisors - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started: 2/1/2024 - 160 Hrs/mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-06-07 |
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