Kathryn Alice Lichty

Current Employers

Employment History

• 10/2005 → Present
  Resource Financial Planning, Inc.
  Portland, OR
• 04/2011 → 06/2023
  Royal Alliance Asociates
  Portland, OR
• 06/2023 → Present
  Osaic Wealth, Inc.
  Portland, OR

Other Businesses

1. RESOURCE INSURANCE SERVICES, INC. POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/03/2010 ADDRESS: 1 Lincoln Center, 10300 SW Greenburg Rd Suite 200, Portland OR 97223, United States DESCRIPTION: Advise clients on life insurance and open life insurance policies. Advise on fixed annuities, variable annuities and long term care insurance and open policies for clients. President of Resource Insurance Services, Inc. 2. RESOURCE FINANCIAL PLANNING, INC. POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/24/2005 ADDRESS: 1 Lincoln Center, 10300 SW Greenburg Rd, Suite 200, Portland OR 97223, United States DESCRIPTION: Business management of the corporation. 3. SUCCESSOR TRUSTEE POSITION: successor trustee NATURE: I am appointed as the successor trustee to my step father, Robert E Thompson's trust: Robert E Thompson Living Trust Agreement DTD 8/11/2015 and last amended 8/10/2020. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/10/2020 ADDRESS: 1 Lincoln Center, 10300 SW Greenburg Rd Suite 200, Portland OR 97223, United States DESCRIPTION: If my step-father, Robert Thompson, predeceases me or is unable to act as trustee for his trust, then I will become the trustee. He would also like me to act as the financial advisor at that time if that is possible. A secondary trust will be formed upon his death for his son that he would also like me to be the trustee and financial advisor for. 4. KATHRYN A LICHTY LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2016 ADDRESS: 20650 SW 98th Ave, Suite 200, Tualatin OR 97062, United States DESCRIPTION: The LLC was established as a business for the purpose of paying business related expenses and quarterly taxes. Larger balances kept in the bank account due to quarterlies. 5. RESOURCE INVESTMENT ADVISORY, INC. POSITION: President NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2017 ADDRESS: 10300 SW Greenburg Rd, Suite 200, Portland OR 97223, United States DESCRIPTION: This corporate name was used previously as an independent RIA business. For many years, before I purchased RFP and the company's associated business (including RIA) there were no business transactions, since we had changed from an independent RIA to a corporate RIA structure. It was decided to keep the company name in case we wanted to utilize the same name again in the future. There are no assets, liabilities or income and no tax returns are being filed.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-20
• S63 Uniform Securities Agent State Law Examination
  1991-04-29

Other Names

• Kathey Lichty
• Kathryn Gates