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3133 W Frye Road Suite 101, Chandler, AZ 85226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-31 |
| WI | RA | APPROVED | 2024-05-31 |
Branch Locations
3133 W Frye Road Suite 101, Chandler, AZ 85226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Primerica Financial Services | Wausau | WI | 07/2013 | 09/2022 |
| Pfs Investments Inc. | Wausau | WI | 05/2013 | 09/2022 |
| Mosinee School District | Mosinee | WI | 08/2017 | 05/2023 |
| Thompson Financial Group | Wausau | WI | 05/2018 | 09/2022 |
| Terra Wealth Management Llc | Thomasville | NC | 09/2022 | 05/2024 |
| Cape Securities, Inc. | Mcdonough | GA | 03/2023 | 04/2024 |
| Modern Wealth Llc | Mosinee | WI | 04/2024 | Present |
INSURANCE SALES; ADDRESS 1488 MERRILL AVE WAUSAU WI 54401; MONTHLY HOURS - TOTAL OF 30 WITH 20 DURING TRADING HOURS. INVESTMENT RELATED. Founding Partner at Modern Wealth Insurance Services LLC; Investment related: Yes; Location of the business: 249 E Chicago Street, Suite 128 Chandler Arizona 85225; Description of the business: Insurance agency handling life, disability, LTC, and annuities; Start date with business: 2024-08-09; Hours per month devoted to business during trading hours: 20; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 30.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-29 |
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