Paul Harper Williams

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2012-05-02
TX	RA	APPROVED	2012-05-02
VA	RA	APPROVED	2012-05-02

MD RA
APPROVED

Since 2012-05-02
TX RA
APPROVED

Since 2012-05-02
VA RA
APPROVED

Since 2012-05-02

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Herndon, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Rockville	MD	12/2011	Present
City National Bank	Mclean	VA	06/2017	Present

12/2011 → Present

Rbc Capital Markets, Llc

Rockville, MD
06/2017 → Present

City National Bank

Mclean, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-04-30
S63	Uniform Securities Agent State Law Examination	1996-04-16

S65 Uniform Investment Adviser Law Examination

2012-04-30
S63 Uniform Securities Agent State Law Examination

1996-04-16

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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