Richard Vincent Silva

Valic Financial Advisors, Inc.

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Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-01-05

PA RA
APPROVED

Since 2010-01-05

Branch Locations

Elk Grove, CA • United States

2929 Allen Parkway, Houston, TX 77019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	01/2009	Present
Sunamerica Capital Services, Inc.	Houston	TX	01/2014	Present

01/2009 → Present

Axa Advisors, Llc

New York, NY
01/2014 → Present

Sunamerica Capital Services, Inc.

Houston, TX

Previous Registrations

2009-01-28 → 2009-12-08

Equitable Advisors, Llc

Bethlehem, PA

Bethlehem, PA

Edison, NJ
2004-09-22 → 2009-01-30

Valic Financial Advisors, Inc.

Morristown, NJ

Harrisburg, PA

Seven Fields, PA

Seven Fields, PA

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-09-21
S63	Uniform Securities Agent State Law Examination	1998-02-21

S66 Uniform Combined State Law Examination

2004-09-21
S63 Uniform Securities Agent State Law Examination

1998-02-21

View on SEC IAPD

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